Monthly Archives: December 2012

Ethics in the Pali Canon

The following talk was presented to the members of the Buddha Center, Second Life on Saturday, June 7, 2014.

ETHICS IN THE PALI CANON

Nobody listened to Him, that is why there is Buddhism.

Krishnamurti (1981)

Introduction

Comparison of the Pancha Sila and the Patimokkha

Ethics Are Elementary and Inferior

Attachment to the Rules Is an Error

The Lesser and Minor Rules May Be Abolished

Devadatta

Many Rules Have Nothing to Do with Spiritual Development

Rules May Be Ignored in Matters of Health and Sickness

The Sangha Should Reflect Social Values

Intention, Not Action, Is the Cause of Karma

Following the Vinaya Is Not a Precondition of Enlightenment

Conclusion: Towards an Essential Vinaya

Appendix

Categories of the Patimokkha

Note

References

INTRODUCTION

Contemporary religious Buddhists, in both Asia and the West, put great stock in the following of rules. This refers especially to the Five Precepts (Pancha Sila), also called Pansil, followed by the laity, and the Pāṭimokkha rules of the Vinaya. The latter are followed by the members of the sangha. Therefore, it is interesting to find that this attitude does not square with the teachings of the Buddha as declared in the Pali Canon. Also, the rules themselves – i.e., the Pancha Sila and the Pāṭimokkha – do not correspond with each other very well. The common attitude towards the precepts collectively is that they are “training rules” that purify karmic obscurations and concentrate the mind. The latter is the literal meaning of “vinaya” – i.e., vi – intensification, + naya – negation, similar in meaning to the term niyama in Patanjali’s Yoga Sutras. However, a great number of the Pāṭimokkha rules have nothing whatever to do with spiritual development as such. Rather, they represent an ad hoc code of behaviour that developed over the course of the Buddha’s life in response to the day-to-day circumstances of the communal life of the sangha. Many religious Buddhists seem to believe that the rules are moral absolutes, and therefore necessary preconditions of spiritual development. Nevertheless, the Buddha himself stated that the rules should not compromise good health and that the rules may be abrogated in the event of poor health. In addition, in the very first sutta of the Pali Canon, the Buddha warns against attachment to the rules; he also declares that ethical considerations are “elementary and inferior.” At the end of his life, just prior to the parinibbana, the Buddha further stated that the “minor and lesser rules” may be abolished. We even have the cautionary example of Devadatta, the Buddha’s cousin, who criticized the sangha for laxity and attempted to institute a sangha characterized by much stricter observances, including mandatory vegetarianism, which the Buddha specifically rejected. Devadatta was so filled with self-righteous hatred that he attempted to murder the Buddha, but his sangha fell into abeyance.

COMPARISON OF THE PANCHA SILA AND THE PATIMOKKHA

Pansil consists of Five Precepts, viz., no killing, no stealing, no lying, no sexual wrongdoing, and no alcohol. When we compare this formula with the Vinaya, we find that three of the four parajikas (defeats), the most serious level of offence, correspond, but in a different order, viz., no sexual wrongdoing, no stealing, and no killing. The fourth defeat is claiming a spiritual attainment that one does not possess, which is a form of lying. However, neither lying in general nor consuming alcohol is mentioned. The next reference to lying occurs in the 13 sanghadisesas (rules requiring a meeting) in the context of making unfounded charges against another bikkhu with the intention of having him disrobed, but lying in general does not appear until the 92 pacittiyas, the minor rules calling for confession only, and alcohol is not mentioned until the 51st item in the same group, followed by tickling. It seems that what we are seeing here is a movement form a significantly more liberal Vinaya to increasing emphasis on rules as the sangha became increasingly intolerant over time. We also see this phenomenon taking place after the Buddha’s death, leading ultimately to the schism between the Hinayana and the Mahayana. What is clear is that the original monastic rules were far more liberal and less inflexible than the later sangha came to believe, and that the consumption of alcohol in particular was a minor matter or even a matter of no significance, given that the Buddha himself was willing to see it abolished. Thus, it appears that calls for the return of the sangha to the original rules that one hears in various quarters today are far from the spirit or intention of the historical Buddha as described in the Pali Canon and are in fact a symptom of the degeneration of the age (mappo) at the nadir of the Buddhadharma, precisely contrary to what fundamentalists claim to intend.

ETHICS ARE ELEMENTARY AND INFERIOR

The Brahmajala Sutta, called the All-Embracing Net of Views, is the first sutta of the Pali Canon. In it, the Buddha responds to a conversation between two Brahman wanderers, Suppiya and the youth Brahmadatta. They are discussing the behaviour of the Buddha and his disciples. Interestingly, it is the youth who defends the Buddha, but his elder disdains him. Thus, from a discussion on how his disciples should reply to those who criticize or praise the Buddha and his disciples, the Buddha segues into a discussion of virtue, commencing with the following remarkable statement:

7. It is, bhikkhus, only to trifling and insignificant matters, to the minor details of mere moral virtue, which a worldling would refer when speaking in praise of the Tathāgata. And what are those trifling and insignificant matters, those minor details of mere moral virtue, to which he would refer?

8. “Having abandoned the destruction of life, the recluse Gotama abstains from the destruction of life. He has laid aside the rod and the sword, and dwells conscientious, full of kindness, compassionate for the welfare of all living beings. It is in this way, bhikkhus, that the worldling would speak when speaking in praise of the Tathāgata.

Or he might say: ‘Having abandoned taking what is not given, the recluse Gotama abstains from taking what is not given. Accepting and expecting only what is given, he dwells in honesty and rectitude of heart.’

Or he might say: ‘Having abandoned unchaste living, the recluse Gotama lives the life of chastity. He dwells remote (from women), and abstains from the vulgar practice of sexual intercourse.’

9. Or he might say: ‘Having abandoned false speech, the recluse Gotama abstains from falsehood. He speaks only the truth, he lives devoted to truth; trustworthy and reliable, he does not deceive anyone in the world.’

Or he might say: ‘Having abandoned slander, the recluse Gotama abstains from slander. He does not repeat elsewhere what he has heard here in order to divide others from the people here, nor does he repeat here what he has heard elsewhere in order to divide these from the people there. Thus, he is a reconciler of those who are divided and a promoter of friendships. Rejoicing, delighting, and exulting in concord, he speaks only words that are conducive to concord.’

Or he might say: ‘Having abandoned harsh speech, the recluse Gotama abstains from harsh speech. He speaks only such words as are gentle, pleasing to the ear, endearing, going to the heart, urbane, amiable, and agreeable to many people.’

Or he might say: ‘Having abandoned idle chatter, the recluse Gotama abstains from idle chatter. He speaks at the right time, speaks what is factual, and speaks on the good, on the Dhamma and the Discipline. His words are worth treasuring: they are timely, backed by reason, definite and connected with the good.’

10. Or he might say: ‘The recluse Gotama abstains from damaging seed and plant life. He eats only in one part of the day, refraining from food at night and from eating at improper times. He abstains from dancing, singing, instrumental music, and witnessing unsuitable shows. He abstains from wearing garlands, embellishing himself with scents, and beautifying himself with unguents. He abstains from accepting gold and silver. He abstains from accepting uncooked grain, raw meat, women, and girls, male and female slaves, goats and sheep, fowl and swine, elephants, cattle, horses and mares. He abstains from accepting fields and lands. He abstains from running messages and errands. He abstains from buying and selling, and from dealing with false weights, false metals, and false measures. He abstains from the crooked ways of bribery, deception, and fraud. He abstains from mutilating, executing, imprisoning, robbery, plunder, and violence.’

It is in this way, bhikkhus, that the worldling would speak when speaking in praise of the Tathāgata.

The translation “worldling” does not quite capture the quality of inferiority of the puthujjana as one who has not heard, i.e., does not understand, the dharma. The Buddha’s list of ethical virtues, which he regards as elementary and inferior (“trifling,” “insignificant,” and “minor” in this translation) and therefore the least of his disciples’ attainments, is all that the ignorant puthujjana is able to realize. These include the first four major virtues of the Pancha Sila, viz., no killing, no stealing, no sex, and no lying. The Pali phrase is appamatakam oramattakam silamattakam – literally, “negligible and worldly measures of moral practice.” We might even use the words “superficial” or “exoteric.” Interestingly, alcohol is nowhere mentioned. The Buddha goes on to catalogue virtually all the rules to which the monks are subject, still under the rubric of “those trifling and insignificant matters, those minor details of mere moral virtue, to which [the puthujjana] would refer.” In subsequent sections, he contrasts these ethical and moral rules and observances with “those who would rightly praise the Tathāgata in accordance with reality would speak.” The implication is that praising them for mere ethical observances is actually wrong. He describes these as “other dhammas, deep, difficult to see, difficult to understand, peaceful and sublime, beyond the sphere of reasoning, subtle, comprehensible only to the wise, which the Tathāgata, having realized for himself with direct knowledge, propounds to others.” In other words, as discussed by Peter Masefield in Divine Revelation in the Pali Canon (1986), ethics, i.e., karma, is the religion of the puthujjana, which is inferior to the religion of the Arhats (“the wise”), which consists of direct spiritual knowledge or gnosis and its results.

Similarly, in the third book of the Anguttara Nikaya the Buddha declares that any monk who follows the essential principles of the Vinaya is absolved of any violation of the minor and lesser rules: “Whatever minor, trifling observances he may transgress, he is cleared of them. Why so? I do not declare him to be rendered unfit because of them, for he strictly observes the rudiments [adibrahmacariyakani] of the holy life, the constituents of the holy life” (AN, iii, 9, 85, trans. Hare). Such a one is even capable of emancipation!

ATTACHMENT TO THE RULES IS AN ERROR

The Buddha also speaks of the error of attachment to rites, rituals, and rules (sīlabbata-parāmāso) in the Sutta Pitaka’s list of ten fetters. This is identified in the Saṅgīti Sutta and the Dhammasaṅgaṇi as one of the three most important fetters, along with belief in a self and doubt. This is also the essence of the Buddha’s criticism of Brahmanism, concerning which he is utterly derogatory. When the Buddha criticizes Brahmanism, he is not merely criticizing the beliefs of an opposing sect; he is criticizing the phenomenon by which original and originating spiritual truths degenerate into mere observances – rites, rituals, and rules. In other words, the Buddha is attacking the very concept of religion itself! Of course, Buddhism itself, as an historical phenomenon, is not immune to this process of degeneration; we may refer to a process of spiritual entropy. Today, Buddhism too has become a religion. Rites, rituals, and rules have replaced the interior and spiritual realities to which they attest. Slavish adherence to the letter of the Vinaya is just another example of this. The Buddha addresses this explicitly in the third book of the Anguttara Nikaya. He agrees with Ananda’s otherwise paradoxical insight “that moral practice, way of living, sanctity of life, and excellence of service which increase unprofitable states and decrease profitable states in him who observes them, – such moral practice and so forth are without fruit. But those which have the contrary result do have this fruit” (AN iii, 8, 78, trans. Hare). The meaning is that these practices do not in themselves result in emancipation but are merely supports.

THE LESSER AND MINOR RULES MAY BE ABOLISHED

The Mahaparinibbana Sutta, called the Last Days of the Buddha, recounts the Buddha’s final teachings and death (parinibbana). In the Final Exhortation, after instructing Ananda and the rest of the sangha to follow the Dhamma and the Discipline (Vinaya) as their Master after the Buddha’s death, the third instruction of the Buddha to the sangha was: “If it is desired, Ananda, the Sangha may, when I am gone, abolish the lesser and minor rules.” However, because Ananda did not think to ask the Buddha which offences he was referring to, the sangha at that time chose not to abolish any of them. The question then becomes, are we to be chained to this decision, made 2,500 years ago, forever? I do not believe that this was the Buddha’s intention, based on the evidence of the texts.

In fact, the Buddha implies that the entire Vinaya could be replaced. In the third book of the Anguttara Nikaya, a monk from the Vajjian clan complains to the Buddha about the Vinaya: “Lord, the recital I have to make twice a month amounts to more than a hundred and fifty rules [ultimately, the Vinaya included 227 rules in the Theravadin redaction]. Lord, I can’t stand such a training.” Rather than rebuke the monk, the Buddha replied, “Well, monk, can you stand the training in the three particulars: That in the higher morality, in the higher thought and that in the higher insight?”  Thus, the Buddha gave the monk permission to abandon the rules of the Vinaya in exchange for training in the higher morality, thought, and insight. “Then,” the Buddha said, “when you are proficient in the higher morality, thought and insight, then lust, malice and delusion will be abandoned by you. When you have abandoned these you will not perform any wrong deed, you will not follow any wicked way” (AN, iii, 9, 83, trans. Hare). In other words, action follows from intention, and intention from wisdom, so the cultivation of wisdom directly is an effective alternative to the Vinaya. This became the basis of the Prajnaparamita. Rules are merely skilful means (upaya), not moral absolutes.

DEVADATTA

Devadatta was a Buddhist monk, cousin, and brother-in-law of the Buddha, and brother of Ananda. Devadatta was a Koliyan. He is said to have parted from the Buddha’s following with five hundred other monks to form their own sangha. Most of these are said to have been Shakya clan relatives of both Devadatta and Siddattha. Devadatta became obsessed with his own worth. He began to have thoughts that it was he who should lead the Sangha, not the Buddha. Shortly thereafter Devadatta asked the Buddha to retire and let him take over the running of the sangha. The Buddha retorted that he did not even let his trusted disciples Sāriputta or Moggallāna run the sangha, much less one like him, “who should be vomited like spittle.” The Buddha gave a special act of publicity about him. He warned the monks that Devadatta had changed for the worse. Seeing the danger in this, Devadatta approached Prince Ajātasattu and encouraged him to kill his father, the good King Bimbisāra; meanwhile, Devadatta would kill the Buddha. Devadatta then tried to kill the Buddha himself by throwing a rock at him from above, while the Buddha was walking on the slopes of a mountain. As this also failed, he decided to have the elephant Nāḷāgiri intoxicated and let him loose on the Buddha while the Buddha was on alms round. However, the power of the Buddha’s loving-kindness (metta) overcame the elephant. Devadatta then decided to create a schism in the order. He collected a few monastic friends and demanded that the Buddha accede to the following rules for the monks: that they should dwell all their lives in the forest, live entirely on alms obtained by begging, wear only robes made of discarded rags, dwell at the foot of a tree, and abstain completely from fish and flesh. The Buddha allowed the monastics to follow all of these except the last if they so wished. The Buddha refused to make any of these rules compulsory, however, and Devadatta went round blaming him, saying that he was living in abundance and luxury – similar to the accusation made by the Group of Five before the Buddha’s enlightenment. Devadatta then decided to create a schism and recite the training rules (pātimokkha) apart from the Buddha and his followers, with five hundred newly ordained monks. The Buddha sent his two chief disciples, Sāriputta and Moggallāna, to bring back the erring young monks. Devadatta thought they had come to join his sangha. He asked Sāriputta to give a talk, then fell asleep. Then the chief disciples persuaded the young monks to return to the Buddha.

The foregoing account makes the Buddha’s attitude to the monastic rules clear. He explicitly sought the middle way between extremes and, in particular, the Buddha rejected strict vegetarianism altogether.

MANY RULES HAVE NOTHING TO DO WITH SPIRITUAL DEVELOPMENT

The all-too-common view accepted by some Buddhists, both in Asia and the West, that the value of one’s spiritual practice is a function of the number of rules that one follows has resulted in a rather competitive and denigrating view of Buddhist teachers. This is directly contradicted by a common-sense evaluation of the rules themselves. To illustrate my point, I will summarize below a number of rules that, I would suggest, have nothing whatever to do with spiritual development, other than the spiritual value of hypervigilance itself.[1] However, hypervigilance does not reflect the value of the rule as such. For example, the anghadisesas (rules requiring an initial and subsequent meeting of the sangha) include the following: “Building a hut without permission from the sangha, or building a hut that exceeds 3 x 1.75 meters in size.” If someone believes that building a hut without permission of the sangha or beyond a specified area is a necessity of spiritual development, I am afraid I must dissent. The following is a list of the entire nissaggiya pacittiya (confession with forfeiture). To my mind, only #19 and 20 have anything at all to do with spiritual development, whereas #30 clearly falls into the general category of stealing and is therefore redundant.

1. Keeping an extra robe for more than ten days after receiving a new one.

2. Sleeping in a separate place from any of his three robes.

3. Keeping an out-of-season robe for more than thirty days when one has expectation for a new robe.

4. Getting an unrelated bhikkuni to wash your robes for you.

5. Accepting robes from a bhikkuni as a gift.

6. Accepting robes from the laity, except when one’s own robes have been destroyed, or one is asking for the sake of another bhikku.

7. Accepting too many robes from the laity when one’s own robes have been destroyed.

8. Accepting a robe from a layperson after telling them that their robe is too cheap for you.

9. Accepting a robe from the laity after asking two or more of them to pool their funds in order to buy a nicer robe.

10. Accepting a robe after coming to the treasurer to get the robe more than six times (since this indicates an excess of desire).

11. Owning a blanket or rug made of silk.

12. Making or accepting a blanket or rug made from pure black wool.

13. Making or accepting a blanket or rug made from more than 50% black wool.

14. Making or accepting a blanket or rug fewer than six years after you last made or accepted one.

15. Making or accepting a sitting rug without incorporating at least one old piece of felt 25 cm. square, for the sake of discoloring it.

16. Carrying raw wool for more than 48 km.

17. Getting a bhikkuni to wash, dye, or card raw wool.

18. Accepting gold or money, or telling someone how to donate it.

19. Buying or selling goods.

20. Trading goods with anyone besides other bhikkus.

21. Keeping an extra alms bowl for more than ten days after receiving a new one.

22. Asking for a new bowl when your old bowl is not beyond repair.

23. Taking a medicine from storage for more than seven days.

24. Using a rains-bathing cloth before the last two weeks of the fourth month of the hot season, or accepting one before the fourth month.

25. Taking back a loaned robe out of anger.

26. Getting thread and getting people to weave thread for you.

27. Receiving cloth after telling its weavers to increase the quality for you.

28. Keeping robes past the end of the season after accepting them during the last eleven days of the Rains Retreat (Vassa).

29. Being separated from your robes for more than six nights if you are living in a dangerously distant village and need to separate yourself from your robes after the Rains Retreat.

30. Persuading a donor to give gifts to oneself, when they were previously intended for the sangha at large.

The 92 pacittiya rules entailing confession, which I will not list here, also include many rules like this. These include the minor rules that the Buddha said might be abolished.

RULES MAY BE IGNORED IN MATTERS OF HEALTH AND SICKNESS

The Vinaya rules are not moral absolutes. The Buddha put matters of health and physical well-being above the Vinaya. For example, a sick monk is permitted to consume special foods that might not otherwise be permitted, be attended by a female physician, take food at times that would not normally be permitted, and, perhaps most significantly of all, a sick monk may take drugs if necessary for health. The Buddha is quite liberal in this regard. For example, in the following passage he allows not only remedial treatments, but also preventative ones: “Properly considering medicinal requisites for curing the sick, I use them: simply to ward off any pains of illness that have arisen, and for the maximum freedom from disease.”

Today we know in fact that a varied diet consisting of a certain number of calories is required daily for good health, and that marijuana and alcohol have real medicinal value. Even the Qur’an recognizes the medicinal value of alcohol! Consequently, it follows that the rules of the Vinaya, insofar as they prohibit such things, should not apply if such things are pursued with the intention of “the maximum freedom from disease.” Knowledge changes and Buddhism must always be based on truth, as the Dalai Lama has said. It also follows from the foregoing that any practice that harms health is contrary to the Buddhadharma. 

THE SANGHA SHOULD REFLECT SOCIAL VALUES

In An Introduction to Buddhist Ethics (2000), author Peter Harvey argues that social acceptability was a key concern for the sangha, since the sangha depended on material support from lay society. Similarly, Richard Gombrich states that “often the reason why the Buddha formulates a vinaya rule is to placate public criticism” (What the Buddha Thought (2009), p. 52). This shows that the monastic rules are culturally and historically contingent, at least in part. Therefore, one may argue that the sangha should be responsive to the social norms of the societies in which it finds itself. Today, for example, we no longer believe in the inferiority of women and homosexuals. Therefore, monastic rules that discriminate against these groups should be abolished.

INTENTION, NOT ACTION, IS THE CAUSE OF KARMA

The Buddha was critical of the Jain view that action causes karma in much the same way that the Christian is critical of the Jewish/Islamic view that spirituality is all about obedience to a code of ethics. Karma means “action” or “doing,” but in Buddhism the term refers specifically to those actions that spring from unenlightened intention (cetana). In the Nibbedhika Sutta, the Buddha says: “Intention I tell you, is kamma. Intending, one does kamma by way of body, speech, & intellect.”

Whenever a person acts there is some quality of mental intention at its root. It is this quality, not the outward appearance of the action or the action itself, that determines the effect. If one appears to be benevolent but acts with greed, anger, or hatred, then the fruit of those actions will bear testimony to the fundamental intention that lay behind them and will be a cause for future unhappiness. The Buddha spoke of wholesome actions that result in happiness, and unwholesome actions that result in unhappiness. The Buddha also elaborated that it is impossible for virtuous action to produce unfavorable results, and for non-virtuous action to produce favorable results. If a deed is done too casually or the intention behind it is not pure, one may not be able to enjoy the benefit. There are two classes of determined deeds that always produce good or bad results respectively, and a class of deeds that may produce either good or bad results presumably depending on the context, although the Buddha did not elaborate. Good karma is described as generating merit, whereas bad karma is described as demerit, but it is always the underlying intention that is the decisive factor.

FOLLOWING THE VINAYA IS NOT A PRECONDITION OF ENLIGHTENMENT

It is a common prejudice that membership in the sangha is a prerequisite of enlightenment. I have even heard a Western Tibetan Buddhist describe the sangha as a “machine” for the “production” of enlightenment, rather like an industrial assembly line. However, enlightenment is not a karmic production but rather emancipation from karma. Therefore, enlightenment cannot be “produced” by following any regime or system of rules. This is confirmed by the fact that in the Pali Canon we find numerous examples of householders becoming enlightened. Often this occurs after the passage of a very short period. If following the rules alone were sufficient to attain enlightenment, then we should expect to find the sangha teeming with enlightened beings. In fact, we find the reverse: enlightened beings are very much the exception, not the rule. Therefore, enlightened beings cannot be produced merely by observing rules. The Buddha’s theory of karmic action and effect did not encompass all causes and results.  Any given action may cause all sorts of results. The karmic results are only that subset of results that impinges upon the doer of the action because of both the moral quality of the action and the intention behind it.

Peter Masefield, author of Divine Revelation in the Pali Canon (1986), distinguishes between the puthujjana sangha and the ariyasangha. The putthujjana sangha is far more numerous. He also recognizes that the ariyasangha included not merely monks, but also numerous householders. Some of these householders subsequently joined the sangha, but not all. Therefore, the proper spiritual division of the Buddhist world is not between the laity and the sangha, as it is today, based on the pretence that sangha = ariyasangha, but between the puthujjana and the sravaka (hearer). This allows for the possibility of lay enlightened beings. One example of such is the Tibetan mahasiddhas. 

CONCLUSION: TOWARDS AN ESSENTIAL VINAYA

The rules of the Patimokkha are often redundant. They represents analyses of more general original rules that were then refined over time in response to particular circumstances. This is why the Buddha said that the lesser and minor rules could be abolished. He recognized their relative and contingent nature. This is recognized in the third book of the Anguttara Nikaya, where the Buddha says, “Monks, this recital to be made twice a month amounts to more than one hundred and fifty rules wherein are trained clansmen who are eager for their welfare. Now all these combine to make these three forms of training. What three? The higher morality, the higher thought and the higher insight. Herein are combined one and all of these rules” (AN iii, 9, 85). I’ve referred to these three principles already. Once we eliminate the minor and lesser rules, the rules that have no spiritual value but are culturally and historically contingent, and the rules that discriminate against nuns (bhikkunis), we find that the Vinaya may be resolved into less than ten essential ethical principles:

1. No sexual wrongdoing, especially inappropriate relations with women. For monks and nuns, this means no sex of any kind, including orgasm, except unintentionally in dreams, where no blame attaches. For the laity, this means no adultery and perhaps sexual restraint generally.

2. Not taking what is not given, which is generally equated to stealing.

3. Not killing or harming living or sentient beings.

4. No wrongful speech, especially lying, put also including harmful gossip, etc.

5. Moderate and healthful eating. Note that, contrary to some beliefs, the Buddha of the Pali Canon specifically refuses to prohibit eating meat, unless the animal has been specifically killed for one, in which case it is forbidden. If one is a monastic, this means eating only a single meal of solid food in mid to late morning. Liquids are permitted after noon.

6. Not engaging in trade or business, or accepting money. For the laity, this means avoiding wrong types of livelihood, corrupt or deceptive business practices, and price gouging. Five types of livelihood are specifically prohibited to Buddhist householders – these are trading in weapons, humans, flesh, spirits, and poison.

7. Many of the remaining rules can be grouped under the heading of “no ostentatious living,” for example, the avoidance of vanity, entertainments, and self-elevation. For a monk or a nun this means a vow of moderate poverty. For a householder, it means leading a simple and honest life.

8. In addition, one is not to be the cause of any of these things.

Interestingly, there is nothing here about not drinking alcohol, on which so much emphasis is placed today by fundamentalists, even to the extent of replacing the original prohibition against drinking fermented grains, i.e., what we would call today “spirits,” with all alcoholic beverages, including beer, wine, and non-prescription drugs, including psychedelic plant medicines. And where does the Buddha specify that prescription drugs are ok?  In the Patimokkha rules, drinking fermented grains is a minor offence only that is completely expiated by confession alone. How unlike the Pancha Sila this is, where taking any alcohol is the fifth precept of the laity, alongside killing, stealing, lying, and sexual misconduct. Clearly, we see here a hardening of the rules and a movement towards fundamentalism in the Pancha Sila that we do not see in the Vinaya. According to the Wikipedia article on the Vinaya,

It is thought that originally, there were no rules and the Buddha and his disciples just lived in harmony when they were together. Most of the time they would have been wandering alone, but every year, during the monsoon season when travelling became impossible, the bhikkhus would come together for a few months. As the sangha became bigger and started accepting people of lesser ability who remained unenlightened, it became necessary to begin having rules.

In other words, the increasing emphasis on rules is actually a result of degeneration and decreasing merit. Therefore, it is a symptom of the mappo (the age of degeneration), at the nadir of which we now are. The current emphasis of religious fundamentalists on following rules as such, in common with Jews and Moslems, is actually a symptom of the puthujjana sangha. On the other hand, the Tibetan mahasiddhis, who follow no rules, represent the apotheosis of enlightenment for precisely this reason. This observation accords with Tibetan tradition too, which places the mahasiddhas above the monastics.

The Dharmaguptaka Vinaya is one of the three surviving Vinaya lineages, followed in China, Vietnam, and Korea. They rejected the Sarvastivadin Vinaya on the grounds that the original teachings of the Buddha had been lost, and follow their own Vinaya of 250 rules. There are six extant Vinayas: those of the Theravada, Mahasamghika, Mahisasika, Dharmaguptaka, Sarvastivada, and the Mulasarvastivada, of which only the Theravada, Dharmaguptaka, and Mulasarvastivada survive in practice. However, the scholarly consensus is that the oldest Vinaya is that of the Mahasamghikas, which subsequently developed into the Mahayana. South-east Asian Mahayana schools reject the Vinaya altogether, and follow the bodhisattva precepts only. This includes bodhisattva self-ordination based on the Srimala and Brahma Net sutras. These schools include the Japanese Saicho, Tendai, Soto Zen, Shingon, and Jodo Shu sects.

APPENDIX

The following quotation is taken from my Review of “Rebirth as Empirical Basis for the Buddha’s Four Noble Truths,” by Prof. H.J. Sugunasiri. This essay effectively refutes rules-based soteriology within the context of Buddhism, discussed above under the heading “Intention, Not Action, Is the Cause of Kamma.”

With respect to the First Noble Truth, that life is suffering, it is doubtless true that life includes suffering, but it is also true that life includes joy. As against the fundamentalist objection to this observation that all such joys devolve inevitably into suffering, we posit the primary fact, alluded to in the texts repeatedly, that nirvana is itself not an affectively neutral state but rather a state of absolute and undying bliss and compassion. The Buddha himself experienced nirvana at the age of 35, and for another 45 years persisted in this state, immune to the suffering of life. Yet the Buddha himself was doubtless alive during all this time.

With respect to the Second Noble Truth, that the cause of suffering is desire, in fact upon further analysis we discover that the desire of which the Buddha spoke is not simply desire per se, but rather a state of what might be called desirous attachment, craving, or clinging. From this, we conclude that the true meaning of the Third Noble Truth, that the annihilation or transcendence of suffering is achieved through the cessation of desire really means the annihilation or transcendence of attachment. This leaves open the possibility of a purely expansive, joyful enthusiasm that might appear superficially as eros but is in fact not subject to suffering because it is not based on attachment. In fact, I would suggest that this is quite similar to the compassion that the Buddha himself demonstrated in his dealings with others. It is clear that the Buddha was not indifferent to others, but in fact sought actively to positively engage them for their benefit. One might also call this state love (metta).

Finally, with respect to the Fourth Noble Truth, the so-called Noble Eightfold Path, it is commonly understood that by severing one’s bonds to life one will inevitably achieve emancipation. This interpretation is based on the naive notion that samsara or phenomenological experiential existence is like a machine, and that we can achieve nirvana simply by “turning off” the machine. Thus, the whole focus of religious practice is on renunciation, typically identified with the practice of Five, Eight, Ten, or 227 or 311 Precepts, consisting of abstinence from the so-called defilements of killing, taking what is not given, lying, sensory pleasure, and mental intoxication, etc. The fundamental idea here is that by severing the bonds of karma one can achieve emancipation. However, such a regime is impossible in practice, even for the Buddha. Therefore, if simple abstinence were the precondition of emancipation, then even the Buddha would have failed to achieve emancipation, for such a procedure is, objectively considered, impossible. In every moment of his existence the Buddha killed countless beings, for, as we now know, the human immune system, yea, even the act of breathing itself, kills countless infinitesimal living beings (viruses, bacteria, etc.). Again, with every breath and with every item of food that he ingested, the Buddha took from countless beings, not all of which could possibly have given their permission, as everything made or grown is the resultant of a complex productive system essentially infinite in extent. The Buddha lied with every word he spoke, for language inevitably distorts the underlying truth to which it attests: in the words of Alfred Korzybski, the map is not the territory. With respect to sensory pleasure, the Buddha existed in a body, the essential nature of which is sensation, and sensation is inherently associated with feelings of pleasure (as well as pain). Finally, with respect to intoxication, sensation also deludes the mind with respect to the essential nature of reality. Therefore, again, as a sensory being, the Buddha existed in a state of mental intoxication, simply by virtue of interacting with the sensory world, in addition to his realization of the true nature of reality. This is, of course, the Buddhist objection to Jainism and extreme asceticism itself. So long as one identifies karma with action, one has missed the point, and turned Buddhism into just another religion, which is precisely contrary to the Buddha’s intention.

Categories of the Pattimokkha

•    4 pārājika, entailing defeat;

•    13 saṅghādisesa, entailing communal meetings;

•    2 aniyaata, indefinite or undetermined rules;

•    30 nissaggiya pācittiya, entailing forfeiture and confession;

•    92 pācittiya, entailing confession;

•    4 pāṭidesanīya, entailing acknowledgement;

•    75 sekhiyavatta, trainings; and

•    7 adhikaraṇa samatha, the settlement of issues.

Note:

1.”Lack of self-control is falling away. Self-control is success.” Parivara (trans. Horner), 1.2.

References:

Gombrich, Richard (2009). What the Buddha Thought.
Harvey, Peter (2000). An Introduction to Buddhist Ethics.
Masefield, Peter (1986). Divine Revelation in the Pali Canon.

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Review of Divine Revelation in Pali Buddhism, by Peter Masefield (London: George Allen & Unwin, 1986; rpt. Routledge, 2008)

A few years ago, Routledge Library Editions came out with a cloth reprint of what is quite possibly the most important book on the Pali Canon to appear in English to date. It is Divine Revelation in Pali Buddhism, by Dr. Peter Masefield. The fact that this book is based on the author’s peer-reviewed doctoral thesis (University of Lancaster), prepared under the tutelage of no less an authority than Dr. Ninian Smart, acclaimed British pioneer in the field of secular religious studies, has not deterred a slew of religious and religious-academic Buddhists from denouncing the book. In a recent interview, Dr. Masefield has somewhat ruefully remarked that since the book’s original publication the book has generated no interest or discussion in the academic community or elsewhere, and that he has not heard a word from his publisher in eight years. Such is the state of things in the contested field of Buddhist studies, where academic mediocrity, nit-picking, and back-biting are so common that it is really impossible for anyone with a comprehensive, synthetic, or speculative understanding to exercise any significant influence at all (I was once told by an academic at the University of Toronto that Mircea Eliade, probably the greatest comparative religions scholar of the 20th century, was not a “real scholar”). Considering the original goals of Ninian Smart, viz., fostering cross-cultural understanding of religions as “worldviews,” this is a sad thing and exemplifies the increasing fundamentalism that we see taking hold in all societies, even as the world is dragged, nolens volens, into globalization.

Nevertheless, the first edition of this book, along with Herbert Guenther’s Teachings of Padmasambhava, has been one of my prized possessions since I first obtained it in the late 1980s. To my shame I only sat down to read it cover to cover recently, spurred on by the aforesaid interview with Dr. Masefield and my reading of a typically vicious exchange concerning him on the notorious Free Sangha forum, dominated by the usual anti-intellectualism and pettiness with which I, as a past participant in that forum, am all too familiar. I picked up the book out of a desire to learn about the worldview of the Nikayas, the same desire that had led me to enroll in an introduction to the Pali Canon course offered by the Nalanda College of Buddhist Studies here in Toronto, now defunct. I was shocked then by the ignorance, viciousness, mediocrity, and reprehensible social views of the professor who, rather than teaching us the worldview of the Pali Canon, which he did not know in any case, having obtained his Ph.D. in education, trotted out a handful of stock lists and called it a course. Unfortunately, in the world of Buddhist academics this is the norm. Online forums of professional academic translators debate enthusiastically over minutiae of footnotes, but have no understanding or even interest in what they translate, such understanding being berated as “subjective,” “culturally relative,” “arbitrary,” and “meaningless.” One searches Amazon.com in vain for a single comprehensive study of the Pali Canon. The only scholar I know of that I might compare with Dr. Masefield is Richard Gombrich, who has also earned the ire of the fundamentalists, both inside and outside academe, for his searching inquiry and speculative originality.

I was, therefore, delighted to discover on the first page of Divine Revelation in Pali Buddhism a frank and explicit recognition of just these facts. Referring to the tens of thousands of academic papers that have been published on Buddhism over the past century, Dr. Masefield writes,

One might think, therefore, that by now an extensive bank of knowledge were available and that little more remained to be said … Yet when we seek for a book going beyond a general introduction to the religion we tend often to seek in vain … ‘Invalid generalisations seem to be one of the cardinal sins of scholarly works.’ … not only are the majority of such generalisations not substantiated by the texts but also that they are often contradicted by the wealth of suttas lying between those usually cited. … the fact that a good many terms were used with a definitely technical sense has often escaped most scholars including, it may be noted, translators of the Pali Canon.

And so on. It came as a complete revelation to me to discover that just the conclusions to which I had come, nolens volens, are echoed by a great religious scholar of the calibre of Dr. Peter Masefield, and that his methodological approach, viz., to study the Pali texts in their entirety with a view to identifying and understanding the philosophy implicit within them, is exactly the methodology that I had sought to employ at the Nalanda College of Buddhist Studies, which was denounced by my aforesaid professor as “unscholarly” and for which I was unceremoniously cast out of academe.

Divine Revelation in Pali Buddhism is a breathtaking book, both in its depth and range. Taking in nothing less than the entirety of the Nikayas, including the Digha, Majjhima, Samyutta, and Anguttara Nikayas and the Udana, Itivuttaka, Dhammapada, and Sutta Nipata[1] as its universe of discourse, and despite being written in a dense narrative that includes both translated and untranslated quotations from Pali and French, Dr. Masefield has succeeded in deciphering the philosophy of the original Buddhists during the Nikaya period, corresponding to the fifth century BCE. According to tradition, these texts originated in the First Buddhist Council, held shortly after the Buddha’s death, according to the best Western estimates between 405 and 383 BCE.  Rather than attempting to identify the original teachings of the historical Buddha, Siddhattha Gotama, through a process of linguistic, historical, and cultural reduction – an approach that has proved to be completely sterile in Christian theological studies – resulting in a kind of “academic Buddhism,” Masefield has taken the opposite tack of comprehensively studying, comparing, and collating everything, looking for continuities and recurring themes, from a non-sectarian perspective, including the Mahayana. This latter point also corresponds to a conclusion to which I have increasingly come, viz., that the sectarian distinction between Hinayana and Mahayana is a somewhat arbitrary imposition of later times, and that in fact the seeds of Mahayana and even Tantra are already implicit in the Pali Canon, which is not Theravada, Hinayana, or Mahayana, but simply dhamma, in contrast to my Nalanda College professor, who insisted that Tantra, Tibetan Buddhism, Mahayana of course, and indeed much of the Pali Canon itself [sic!] are “not Buddhism” but Indian (and therefore bad).[2] Thus, Masefield is quite willing to discuss the Pali Canon in the context of the Lotus Sutra, the Tibetan Book of the Dead, or the Prajnaparamita, nor does he seek to alienate the Buddha from his Indian cultural context, as my professor sought to do, motivated clearly by racist and political biases that he did not attempt to hide or conceal in any way.  On the contrary, Masefield is committed to understanding Buddhism in the context of Indian traditionalism, as his final chapter on the remythologization of Buddhism makes very clear, whereas my professor wished to have it that the Buddha was a tabula rasa with no cultural indebtedness or antecedents at all.

Divine Revelation in Pali Buddhism consists of four chapters on (1) the spiritual division of the Buddhist world, (2) the path, (3) the goal, and (4) the new Brahmin. In these chapters, Masefield probes more deeply into the Buddhism of the Nikaya period than any scholar of which I know. His research develops a line of argument that does not sit well with many Buddhist religionists, hence the controversy to which I alluded at the beginning of my review. Masefield’s line of argument is, in essence, as follows:

  • The fundamental division of the Buddhist world was not between the monastics and the laity, as it is today, but rather between the puthujjana and the ariyasavaka, the former consisting of those who have not “right view” and the latter those who do. Those who have “right view” are said to have the “dhamma eye” (dhammacakkhu). These categories existed amongst both the laity and the monastics at first, and only later was the category of savaka (“hearer”) attributed exclusively to the sangha. The Pali Canon clearly attests that it is possible for a householder to become enlightened, and for a monastic to be unenlightened, nor is enlightenment able to be obtained merely by the application of practices and rules.
  • Buddhism itself comprises two spiritual praxes, one related to kamma and rebirth and the other, higher path to the pursuit of transcendence. The former relates to the practices of morality, which the Buddha clearly identifies as elementary and inferior, whereas the latter, reserved for the ariyasavaka, was reserved for those who have “right view,” without which it cannot be practiced. The kammic practice of merit-making, in particular, which replaced the Vedic sacrifice, by giving alms to the sangha, is only efficacious if the recipient is duly qualified by “right view.” Giving alms to puthujjanas, whether lay or monastic, generates little or no merit.
  • Right view consists of the radical transformative insight, characterized even as a “rebirth,” into the true nature of existence that distinguishes the Buddhist worldview and is the first step of the path, for without “right view” there is no impetus to escape. It is, not, however, a purely intellectual knowing, but rather a deep interior or intuitive realization that is always communicated, usually by the Buddha himself, by means of what Masefield calls a “progressive talk.” Right view is the first step in the Ariyan eightfold path, which cannot be followed otherwise. Those who had experienced “right view” quickly disappeared following the Buddha’s death, thus resulting in the sangha being completely overwhelmed by the puthujjanas as soon as seventy years following the parinibbana. The overwhelming implication of Masefield’s analysis echoes that of Herbert Guenther, that the modern Buddhist sangha is a puthujjana sangha, completely devoid of authenticity, offerings to which have no kammic value or efficacy whatsoever.
  • The relationship between dhamma and sound, i.e., mantra, is essential, so that true initiation must always be auditory. This discovery is an extraordinarily important confirmation of the Tibetan emphasis on personal oral transmission. Dhamma cannot simply be studied and intellectually understood and accepted to be efficacious. Something more, which is intrinsically intimate and ineffable, is required.
  • It is “right view,” and not years or even lifetimes of observance of meditative or other rules or practices, that is the essential thing in obtaining emancipation. The suttas make it very clear that, once right view is attained, one can achieve full emancipation in a matter of days, although it might also take years or even multiple lifetimes, the distinguishing factor being kamma. The latter is the only possibility for obtaining right view in this decadent age, but must be extremely rare, if it even occurs at all, since the maximum number of rebirths of one who achieves right view is seven and buddhas themselves only appear at intervals of eons.
  • The Buddha was not an innovator. His goal was to restore Brahminism to the original and true dhamma of the rishis from which it had degenerated, which had been taught by all the Buddhas of the past. The ariyasangha, therefore, is the new and true Brahminism, to whom alone offerings should be made due to their exclusive and immediate spiritual connexion with the supramundane.
  • Finally, at the end of the book Masefield draws the obvious conclusion that contemporary organized or institutional Buddhism is utterly decadent and corrupt, having degenerated from the Buddha’s time in exactly the same way that the Brahmins of the Buddha’s time had degenerated from the original dhamma of the rishis some 1,100 years before, nor is there any possibility of redemption, since “right view” can only be obtained from a buddha or a deva. Neither the lower (lunar) path of kamma nor the higher (solar) path of transcendence is technically accessible to moderns for the reasons stated above.

In a future post I will explore the implications of the foregoing conclusions for the Dharma Transmission to the West.

Note:

  1. The four Great Nikayas constitute the core of the Buddhavacana, consisting of roughly two million words, or four hundred hours of speech. This works out to less than ten hours for each year from the Buddha’s Enlightenment to his Parinibbana. Even allowing for repetition, this is a remarkably small number, especially given the fact that the Buddha is represented as teaching more or less continuously for forty-five years, suggesting that a significant proportion of the Buddha’s teachings, especially during the first twenty years of his career – before Ananda became his permanent personal attendant – have been irretrievably lost. In addition, the Buddha’s statement that he only taught a small portion of the dharma in any case vastly amplifies the conclusion that the Pali Canon by itself cannot be taken as a complete presentation of the dharma.
  2. This at a time when the Sri Lankan government was engaged in the mass murder of as many as 120,000 innocent Tamil civilians, according to a recent exposé by CBC Radio. And yet such an individual is employed by the University of Toronto’s Faculty of Religious Studies, his salary paid for by Canadian taxpayers!

Reality Is

The Absolute is the inherently paradoxical binary, simultaneously dual and transdual, both vertically and horizontally extended. The extension of the Absolute is samsara. Its ground is nirvana. Together, samsara and nirvana constitute the vertical axis of samsara – the paradox of the local and the non-local, differentiation and non-differentiation. Horizontally, it is the sheer proliferation of worlds, in time, space, and dimensionality, characterized by the ubiquitous point of view. The metaphysical point of view is the ultimate differentiation of the void or essential emptiness. Together, differentiation and non-differentiation constitute the ground. The metaphysical point of view is the deathless. It is pure temporal extension from which the mirage of spatiality arises. It is the universal unity. Abide in this, and thou art not far from the end that is also the beginning. Being is a circle. The circle is the point.